Search for: "First State Depository Company, LLC"
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17 Apr 2023, 12:40 pm
National Securities Attorneys – the White Law Group The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
16 Apr 2015, 5:45 am
Issuers must:File a prescribed notice with the secretary of state no later than 15 days after the first Massachusetts sale of a security under the exemption. [read post]
20 Jan 2015, 2:49 pm
Issuers must disclose all material facts pertaining to the company and offering, along with the fact that the offering is not registered under federal or state law.Issuers must set a minimum amount to be raised under the exemption.Issuers must place all funds received from investors in an escrow account at a Massachusetts-authorized insured bank or depository institution. [read post]
22 Jun 2023, 9:54 am
A domestic entity is a corporation, LLC, or other entity created by filing a document with a secretary of state or a similar office under the law of a state or Indian tribe. [read post]
23 Jan 2024, 11:58 am
This is precisely why a lot of companies aspire to expand their businesses into the United States. [read post]
8 Feb 2024, 11:59 am
This is based on what eMax, LLC estimates it will cost a franchisee to launch and run their own restaurant for the first three months according to its 2023 Franchise Disclosure Document (“FDD”) which is on file with the NASAA electronic filing depository. [read post]
18 Mar 2013, 10:14 am
This means that if they intend to conduct business in New York, they are required to qualify their company as a foreign corporation or LLC in the State of New York. [read post]
22 Jul 2007, 8:39 pm
LLC. [read post]
11 Oct 2022, 10:54 am
Who A corporation, limited liability company (LLC), or any entity created by the filing of a document with a secretary of state or any similar office under the law of a state or Indian tribe. [read post]
23 Jul 2013, 3:04 pm
Under the standard set forth by the Supreme Court in Oxford Health Plans LLC v. [read post]
22 Apr 2018, 7:06 pm
His Honor observed that most beneficial owners of stock register their shares in the name of Cede & Co., the nominee of the Depository Trust Company, or DTC. [read post]
5 Dec 2023, 9:05 pm
., LLC v. [read post]
2 Nov 2023, 9:04 am
For Reporting Companies created on or after January 1, 2024, the Reporting Company must file its initial report within 30 days of the earlier of the date on which it receives actual notice of creation, or a secretary of state first provides public notice of the creation of the entity. [read post]
24 Jan 2024, 4:29 pm
On June 20, a federal district court in Delaware entered a consent order against Argent Asset Group LLC and First State Depository Company requiring the companies to pay roughly $146 million in restitution and penalties for misappropriating tens of millions of dollars and making fraudulent misrepresentations to customers in connection with the purchase and sale of precious metals. 4 — Albemarle (SEC). [read post]
8 Feb 2007, 12:24 am
So the team called upon Sedgwick's technology-based subsidiary, Xerdict Group LLC, which is led by Michael Tanenbaum, the managing general partner of Sedgwick's Newark, N.J., office, to construct a secure, Web-based depository for these materials. [read post]
19 May 2011, 7:49 pm
On Friday, Federal and State Regulators closed Coastal Bank of Cocoa Beach, Florida, a small regional bank with $129.4 million in assets. [read post]
22 Apr 2011, 2:49 pm
The law was challenged in federal court by three data-mining companies, IMS Health Inc., Verispan LLC, and Source Healthcare Analytics, Inc., and by the trade group for drug manufacturers, the Pharmaceutical Research and Manufacturers of America. [read post]
4 Nov 2010, 5:11 am
Credit, LLC (In re Dean), 359 B.R. 218, 221 (Bankr. [read post]
24 Oct 2012, 1:45 pm
The first was to amend TELUS's articles to prohibit the company from exchanging non-voting shares for common shares at a ratio of less than 1.08 non-voting shares per common share, with limited exceptions. [read post]
26 Aug 2018, 3:51 pm
("Chubb") and Lockton Affinity, LLC maintains violated New York insurance law. [read post]
